Study cover for Financial Services Compliance Administration
Postgraduate Certificate Online

Financial Services Compliance Administration

Seneca College

8 months
Duration
15133 CAD/year
4894 CAD/year
Unknown
Tuition fee
Unknown
Apply date
Unknown
Start date

About

In the Financial Services Compliance Administration program at Seneca College you will gain the technical and professional skills that are necessary to become a compliance officer.

Visit the official programme website for more information

Overview

The Financial Services Compliance Administration program at Seneca College  covers Canadian regulatory requirements for the banking, insurance and securities industries. You will acquire critical skills such as policies and procedures management, privacy management, and Anti Money Laundering (AML) investigation.

As part of this program, you will be able to take a course that qualifies you for the Canadian Securities Course (CSC)® licensing examinations. As a student, you will register with the Canadian Securities Institute (CSI)® at an additional cost.

Skills

Throughout this program you will develop the following skills:

  • Research
  • Communications
  • Relationship building
  • Hands-on industry software experience

Your Career

When you graduate from this program, these are the types of career options that you can explore:

  • Compliance administrator
  • Compliance analyst
  • Privacy officer
  • Regulatory reporting associate
  • AML investigator
  • AML analyst
  • Registration officer
  • Anti-Corruption & anti-bribery officer

Programme Structure

Courses include:

  • Anti-Money Laundering Administration
  • Law and Governance
  • Financial Services Product Knowledge
  • Understanding Investments and Investment Strategies
  • Project Management and Policies and Procedures
  • Career Development for Compliance Professionals

Key information

Duration

  • Part-time
    • 8 months

Start dates & application deadlines

Credits

30 alternative credits

Delivered

Online

Academic requirements

We are not aware of any academic requirements for this programme.

Other requirements

General requirements

  • Ontario university or college degree or college diploma or equivalentApplicants with an equivalent combination of partial postsecondary and/or three to five years of related work experience may be considered for admission. A relevant resumé and references must be provided. 
  • English proficiency for graduate certificates 
  • Canadian citizens or permanent residents educated outside of Canada must provide a World Education Services (WES) or ICAS Canada credential evaluation.

Tuition Fee

To alway see correct tuition fees
  • International

    15133 CAD/year
    Tuition Fee
    Based on the tuition of 15133 CAD per year during 8 months.
  • National

    4894 CAD/year
    Tuition Fee
    Based on the tuition of 4894 CAD per year during 8 months.

Funding

Studyportals Tip: Students can search online for independent or external scholarships that can help fund their studies. Check the scholarships to see whether you are eligible to apply. Many scholarships are either merit-based or needs-based.

Our partners

Financial Services Compliance Administration
-
Seneca College

Wishlist

Go to your profile page to get personalised recommendations!